Description
Developing, implementing, and maintaining relevant market policies,
procedures, and guidelines in line with regulatory requirements and industry
best practices.

Duties and Responsibilities
Reviewing all corporate actions filed with the Commission and ensuring
compliance with issuer disclosure requirements for investor protection.
• Analyzing disclosures by listed companies and providing insights to inform
regulatory decisions by the Commission.
• Managing the Commission’s enterprise risk management through robust risk
management strategies.
• Leading the Commission fintech engagements and regulatory sandbox testing to
promote market development
• Conducting relevant market research and analysing economic developments to
inform policy and legislative proposals.
• Leading the Commission’s market development initiatives to align with
international trends.
• Identifying market development gaps to inform regulatory changes and policy
formulation.
• Fostering local and regional regulatory collaboration

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Qualifications and Experience
Bachelor’s degree in Economics, Finance, Accounting, Law, Banking, or
equivalent.
• Master’s degree in Economics, Finance, Banking or related fields.
• Relevant professional qualification is an added advantage.
• Minimum of five (5) years’ experience in corporate finance, investment or
merchant banking, capital markets, or a related investments environment